Four Principles of Transformative Adaptation to Climate Change-Exacerbated Hazards in Informal Settlements
Residents of urban informal settlements are among the most at-risk of climate change-exacerbated hazards. Yet, traditional approaches to adaptation have failed to reduce risk sustainably and equitably. In contrast, transformative adaptation recognizes the inextricable nature of complex climate risk and social inequality, embedding principles of social justice in pathways to societal resilience. Its potential for impact may be greatest in informal settlements, but its application in this context introduces a new set of challenges and remains largely aspirational. To address this missed opportunity, in this focus article we provide clarity on how transformative adaptation can manifest in informal settlements. Although context-dependency precludes the formulation of specific guidelines, we identify four principles which are foundational to its deployment in these settings. Acknowledging constraints, we define levels of achievement of the principles and suggest how they might be reached in practice. Achieving transformative adaptation in informal settlements is complex, but we argue that it is already achievable and could represent a prime opportunity to accelerate the rate of adaptation to build a climate resilient society.
Attribution of extreme weather and climate-related events
Extreme weather and climate-related events occur in a particular place, by definition, infrequently. It is therefore challenging to detect systematic changes in their occurrence given the relative shortness of observational records. However, there is a clear interest from outside the climate science community in the extent to which recent damaging extreme events can be linked to human-induced climate change or natural climate variability. Event attribution studies seek to determine to what extent anthropogenic climate change has altered the probability or magnitude of particular events. They have shown clear evidence for human influence having increased the probability of many extremely warm seasonal temperatures and reduced the probability of extremely cold seasonal temperatures in many parts of the world. The evidence for human influence on the probability of extreme precipitation events, droughts, and storms is more mixed. Although the science of event attribution has developed rapidly in recent years, geographical coverage of events remains patchy and based on the interests and capabilities of individual research groups. The development of operational event attribution would allow a more timely and methodical production of attribution assessments than currently obtained on an basis. For event attribution assessments to be most useful, remaining scientific uncertainties need to be robustly assessed and the results clearly communicated. This requires the continuing development of methodologies to assess the reliability of event attribution results and further work to understand the potential utility of event attribution for stakeholder groups and decision makers. 2016, 7:23-41. doi: 10.1002/wcc.380 For further resources related to this article, please visit the WIREs website.
Local indicators of climate change: The potential contribution of local knowledge to climate research
Local knowledge has been proposed as a place-based tool to ground-truth climate models and to narrow their geographic sensitivity. To assess the potential role of local knowledge in our quest to understand better climate change and its impacts, we first need to critically review the strengths and weaknesses of local knowledge of climate change and the potential complementarity with scientific knowledge. With this aim, we conducted a systematic, quantitative meta-analysis of published peer-reviewed documents reporting local indicators of climate change (including both local observations of climate change and observed impacts on the biophysical and the social systems). Overall, primary data on the topic are not abundant, the methodological development is incipient, and the geographical extent is unbalanced. On the 98 case studies documented, we recorded the mention of 746 local indicators of climate change, mostly corresponding to local observations of climate change (40%), but also to observed impacts on the physical (23%), the biological (19%), and the socioeconomic (18%) systems. Our results suggest that, even if local observations of climate change are the most frequently reported type of change, the rich and fine-grained knowledge in relation to impacts on biophysical systems could provide more original contributions to our understanding of climate change at local scale.
Climate trends in the Arctic as observed from space
The Arctic is a region in transformation. Warming in the region has been amplified, as expected from ice-albedo feedback effects, with the rate of warming observed to be ∼0.60 ± 0.07°C/decade in the Arctic (>64°N) compared to ∼0.17°C/decade globally during the last three decades. This increase in surface temperature is manifested in all components of the cryosphere. In particular, the sea ice extent has been declining at the rate of ∼3.8%/decade, whereas the perennial ice (represented by summer ice minimum) is declining at a much greater rate of ∼11.5%/decade. Spring snow cover has also been observed to be declining by -2.12%/decade for the period 1967-2012. The Greenland ice sheet has been losing mass at the rate of ∼34.0 Gt/year (sea level equivalence of 0.09 mm/year) during the period from 1992 to 2011, but for the period 2002-2011, a higher rate of mass loss of ∼215 Gt/year has been observed. Also, the mass of glaciers worldwide declined at the rate of 226 Gt/year from 1971 to 2009 and 275 Gt/year from 1993 to 2009. Increases in permafrost temperature have also been measured in many parts of the Northern Hemisphere while a thickening of the active layer that overlies permafrost and a thinning of seasonally frozen ground has also been reported. To gain insight into these changes, comparative analysis with trends in clouds, albedo, and the Arctic Oscillation is also presented. 2014, 5:389�409. doi: 10.1002/wcc.277.
Equitable, effective, and feasible approaches for a prospective fossil fuel transition
Most fossil fuel resources must remain unused to comply with the Paris Agreement on Climate Change. Scholars and policymakers debate which approaches should be undertaken to Leave Fossil Fuels Underground (LFFU). However, existing scholarship has not yet inventoried and evaluated the array of approaches to LFFU based on their effectiveness, equity, or feasibility. Hence, this review article asks: We identify 28 unique LFFU approaches, of which only 12 are deemed environmentally effective (e.g., fossil fuel extraction taxes, bans and moratoria, and financial swaps); eight involve moderate-to-high (non-)monetary costs, and only four are deemed entirely just and equitable. Of the 12 environmentally effective approaches: only three were deemed cost-effective (regulating financial capital for fossil fuel projects, removing existing fossil fuel subsidies, and bans & moratoria); merely four were deemed equitable (asset write-offs, retiring existing fossil infrastructure, pursuing court cases/litigation, and financial swaps); and all were deemed institutionally problematic in terms of their feasibility (six were challenging to implement as they threatened the vested interests of powerful stakeholder groups). Moreover, the reviewed scholarship draws heavily on empirical studies of how these LFFU approaches can be optimized in European, North American, and Chinese contexts; fewer studies have explored the effectiveness and fairness of LFFU approaches in the South and/or in a North-South context. Future research should particularly focus on North-South fossil fuel financial flows, which have received comparatively little attention. This article is categorized under:The Carbon Economy and Climate Mitigation > Decarbonizing Energy and/or Reducing Demand.
Tambora 1815 as a test case for high impact volcanic eruptions: Earth system effects
The eruption of Tambora (Indonesia) in April 1815 had substantial effects on global climate and led to the 'Year Without a Summer' of 1816 in Europe and North America. Although a tragic event-tens of thousands of people lost their lives-the eruption also was an 'experiment of nature' from which science has learned until today. The aim of this study is to summarize our current understanding of the Tambora eruption and its effects on climate as expressed in early instrumental observations, climate proxies and geological evidence, climate reconstructions, and model simulations. Progress has been made with respect to our understanding of the eruption process and estimated amount of SO injected into the atmosphere, although large uncertainties still exist with respect to altitude and hemispheric distribution of Tambora aerosols. With respect to climate effects, the global and Northern Hemispheric cooling are well constrained by proxies whereas there is no strong signal in Southern Hemisphere proxies. Newly recovered early instrumental information for Western Europe and parts of North America, regions with particularly strong climate effects, allow Tambora's effect on the weather systems to be addressed. Climate models respond to prescribed Tambora-like forcing with a strengthening of the wintertime stratospheric polar vortex, global cooling and a slowdown of the water cycle, weakening of the summer monsoon circulations, a strengthening of the Atlantic Meridional Overturning Circulation, and a decrease of atmospheric CO. Combining observations, climate proxies, and model simulations for the case of Tambora, a better understanding of climate processes has emerged. 2016, 7:569-589. doi: 10.1002/wcc.407 This article is categorized under: 1Paleoclimates and Current Trends > Paleoclimate.
The early 20th century warming: Anomalies, causes, and consequences
The most pronounced warming in the historical global climate record prior to the recent warming occurred over the first half of the 20th century and is known as the Early Twentieth Century Warming (ETCW). Understanding this period and the subsequent slowdown of warming is key to disentangling the relationship between decadal variability and the response to human influences in the present and future climate. This review discusses the observed changes during the ETCW and hypotheses for the underlying causes and mechanisms. Attribution studies estimate that about a half (40-54%; > .8) of the global warming from 1901 to 1950 was forced by a combination of increasing greenhouse gases and natural forcing, offset to some extent by aerosols. Natural variability also made a large contribution, particularly to regional anomalies like the Arctic warming in the 1920s and 1930s. The ETCW period also encompassed exceptional events, several of which are touched upon: Indian monsoon failures during the turn of the century, the "Dust Bowl" droughts and extreme heat waves in North America in the 1930s, the World War II period drought in Australia between 1937 and 1945; and the European droughts and heat waves of the late 1940s and early 1950s. Understanding the mechanisms involved in these events, and their links to large scale forcing is an important test for our understanding of modern climate change and for predicting impacts of future change. This article is categorized under:Paleoclimates and Current Trends > Modern Climate Change.
Community-based adaptation research in the Canadian Arctic
Community-based adaptation (CBA) has emerged over the last decade as an approach to empowering communities to plan for and cope with the impacts of climate change. While such approaches have been widely advocated, few have critically examined the tensions and challenges that CBA brings. Responding to this gap, this article critically examines the use of CBA approaches with Inuit communities in Canada. We suggest that CBA holds significant promise to make adaptation research more democratic and responsive to local needs, providing a basis for developing locally appropriate adaptations based on local/indigenous and Western knowledge. Yet, we argue that CBA is not a panacea, and its common portrayal as such obscures its limitations, nuances, and challenges. Indeed, if uncritically adopted, CBA can potentially lead to maladaptation, may be inappropriate in some instances, can legitimize outside intervention and control, and may further marginalize communities. We identify responsibilities for researchers engaging in CBA work to manage these challenges, emphasizing the centrality of how knowledge is generated, the need for project flexibility and openness to change, and the importance of ensuring partnerships between researchers and communities are transparent. Researchers also need to be realistic about what CBA can achieve, and should not assume that research has a positive role to play in community adaptation just because it utilizes participatory approaches. 2016, 7:175-191. doi: 10.1002/wcc.376 For further resources related to this article, please visit the WIREs website.
Explaining differential vulnerability to climate change: A social science review
The varied effects of recent extreme weather events around the world exemplify the uneven impacts of climate change on populations, even within relatively small geographic regions. Differential human vulnerability to environmental hazards results from a range of social, economic, historical, and political factors, all of which operate at multiple scales. While adaptation to climate change has been the dominant focus of policy and research agendas, it is essential to ask as well why some communities and peoples are disproportionately exposed to and affected by climate threats. The cases and synthesis presented here are organized around four key themes (resource access, governance, culture, and knowledge), which we approach from four social science fields (cultural anthropology, archaeology, human geography, and sociology). Social scientific approaches to human vulnerability draw vital attention to the root causes of climate change threats and the reasons that people are forced to adapt to them. Because vulnerability is a multidimensional process rather than an unchanging state, a dynamic social approach to vulnerability is most likely to improve mitigation and adaptation planning efforts. This article is categorized under:Vulnerability and Adaptation to Climate Change > Values-Based Approach to Vulnerability and Adaptation.
Social science perspectives on drivers of and responses to global climate change
This article provides a review of recent anthropological, archeological, geographical, and sociological research on anthropogenic drivers of climate change, with a particular focus on drivers of carbon emissions, mitigation and adaptation. The four disciplines emphasize cultural, economic, geographic, historical, political, and social-structural factors to be important drivers of and responses to climate change. Each of these disciplines has unique perspectives and makes noteworthy contributions to our shared understanding of anthropogenic drivers, but they also complement one another and contribute to integrated, multidisciplinary frameworks. The article begins with discussions of research on temporal dimensions of human drivers of carbon emissions, highlighting interactions between long-term and near-term drivers. Next, descriptions of the disciplines' contributions to the understanding of mitigation and adaptation are provided. It concludes with a summary of key lessons offered by the four disciplines as well as suggestions for future research. This article is categorized under: Climate Economics > Economics and Climate Change.
Rainfall trends in the African Sahel: Characteristics, processes, and causes
Sahel rainfall is dynamically linked to the global Hadley cell and to the regional monsoon circulation. It is therefore susceptible to forcings from remote oceans and regional land alike. Warming of the oceans enhances the stability of the tropical atmosphere and weakens deep ascent in the Hadley circulation. Warming of the Sahara and of the nearby oceans changes the structure and position of the regional shallow circulation and allows more of the intense convective systems that determine seasonal rain accumulation. These processes can explain the observed interannual to multidecadal variability. Sea surface temperature anomalies were the dominant forcing of the drought of the 1970s and 1980s. In most recent decades, seasonal rainfall amounts have partially recovered, but rainy season characteristics have changed: rainfall is more intense and intermittent and wetting is concentrated in the late rainy season and away from the west coast. Similar subseasonal and subregional differences in rainfall trends characterize the simulated response to increased greenhouse gases, suggesting an anthropogenic influence. While uncertainty in future projections remains, confidence in them is encouraged by the recognition that seasonal mean rainfall depends on large-scale drivers of atmospheric circulations that are well resolved by current climate models. Nevertheless, observational and modeling efforts are needed to provide more refined projections of rainfall changes, expanding beyond total accumulation to metrics of intraseasonal characteristics and risk of extreme events, and coordination between climate scientists and stakeholders is needed to generate relevant information that is useful even under deep uncertainty. This article is categorized under:Paleoclimates and Current Trends > Modern Climate Change.
COVID and Climate: Similarities and differences
The cases of COVID-19 and climate change highlight the central role of scientific research which supposedly guides political decision-making. Models and scenarios assume a central role. However, science cannot tell us what to do. While it provides important facts and metrics, uncertainties remain and decisions are based on considerations pertaining to fundamental values. Apart from these similarities, my aim is to emphasize some significant differences. They relate to policy goals, international cooperation, data and metrics, values, and the time horizons involved. This article is categorized under:Social Status of Climate Change Knowledge > Climate Science and Decision Making.
Public participation, engagement, and climate change adaptation: A review of the research literature
There is a clear need for a state-of-the-art review of how public participation in climate change adaptation is being considered in research across academic communities: The Rio Declaration developed in 1992 at the UN Conference on Environment and Development (UNCED) included explicit goals of citizen participation and engagement in climate actions (Principle 10). Nation states were given special responsibility to facilitate these by ensuring access to information and opportunities to participate in decision-making processes. Since then the need for public participation has featured prominently in calls to climate action. Using text analysis to produce a corpus of abstracts drawn from Web of Science, a review of literature incorporating public participation and citizen engagement in climate change adaptation since 1992 reveals lexical, temporal, and spatial distribution dynamics of research on the topic. An exponential rise in research effort since the year 2000 is demonstrated, with the focus of research action on three substantial themes-risk, flood risk, and risk assessment, perception, and communication. These are critically reviewed and three substantive issues are considered: the paradox of participation, the challenge of governance transformation, and the need to incorporate psycho-social and behavioral adaptation to climate change in policy processes. Gaps in current research include a lack of common understanding of public participation for climate adaptation across disciplines; incomplete articulation of processes involving public participation and citizen engagement; and a paucity of empirical research examining how understanding and usage of influential concepts of risk, vulnerability and adaptive capacity varies among different disciplines and stakeholders. Finally, a provisional research agenda for attending to these gaps is described. This article is categorized under:Vulnerability and Adaptation to Climate Change > Institutions for AdaptationPolicy and Governance > Governing Climate Change in Communities, Cities, and Regions.
Livestock, methane, and climate change: The politics of global assessments
The relationship between livestock production and climate change is the subject of hot debate, with arguments for major shifts in diets and a reduction in livestock production. This Perspective examines how global assessments of livestock-derived methane emissions are framed, identifying assumptions and data gaps that influence standard life-cycle analysis approaches. These include inadequate data due to a focus on industrial not extensive systems; errors arising due to inappropriate emission factors being applied; questions of how global warming potentials are derived for different greenhouse gases and debates about what baselines are appropriate. The article argues for a holistic systems approach that takes account of diverse livestock systems-both intensive and extensive-including both positive and negative impacts. In particular, the potential benefits of extensive livestock systems are highlighted, including supporting livelihoods, providing high-quality nutrition, enhancing biodiversity, protecting landscapes, and sequestering carbon. By failing to differentiate between livestock systems, global assessments may mislead. Inappropriate measurement, verification and reporting processes linked to global climate change policy may in turn result in interventions that can undermine the livelihoods of extensive livestock-keepers in marginal areas, including mobile pastoralists. In the politics of global assessments, certain interests promote framings of the livestock-climate challenge in favour of contained, intensive systems, and the conversion of extensive rangelands into conservation investments. Emerging from a narrow, aggregated scientific framing, global assessments therefore can have political consequences. A more disaggregated, nuanced approach is required if the future of food and climate change is to be effectively addressed. This article is categorized under:Integrated Assessment of Climate Change > Assessing Climate Change in the Context of Other IssuesClimate and Development > Social Justice and the Politics of Development.
Ten years after Copenhagen: Reimagining climate change governance in urban areas
In this review, we take stock of the last decade of research on climate change governance in urban areas since the 2009 conference in Copenhagen. Using a systematic evaluation of academic publications in the field, we argue that the current moment of research has been shaped by two recent waves of thought. The first, a wave of , which started in 2011 and peaked in 2013, engaged with urban areas as alternative sites for governance in the face of the crumbling international climate regime. The second, a wave of , which started in 2016, has sought to reimagine urban areas following the integration of the "sub-national" as a meaningful category in the international climate regime after the 2015 Paris Agreement for Climate Action. Four themes dominate the debate on climate change governance in urban areas: why there is climate action, how climate action is delivered, how it is articulated in relation to internationally reaching networks, and what implications it has to understand environmental or climate justice within urban settings. Calls to understand the impacts of climate change policy have fostered research on climate change politics, issues of power and control, conflicts, and the inherently unjust nature of much climate policy. What is largely missing from the current scholarship is a sober assessment of the mundane aspects of climate change governance on the ground and a concern with what kind of cultural and socio-economic change is taking place, beyond comparative analyses of the effectiveness of climate policies. This article is categorized under: Policy and Governance > Governing Climate Change in Communities, Cities, and Regions.
Social scientific knowledge in times of crisis: What climate change can learn from coronavirus (and vice versa)
Climate mitigation policies and the potential pathways to conflict: Outlining a research agenda
Climate policies will need to incentivize transformative societal changes if they are to achieve emission reductions consistent with 1.5°C temperature targets. To contribute to efforts for aligning climate policy with broader societal goals, specifically those related to sustainable development, we identify the effects of climate mitigation policy on aspects of socioeconomic development that are known determinants of conflict and evaluate the plausibility and importance of potential pathways to armed conflict and political violence. Conditional on preexisting societal tensions and socioeconomic vulnerabilities, we isolate effects on economic performance, income and livelihood, food and energy prices, and land tenure as most likely to increase conflict risks. Climate policy designs may be critical to moderate these risks as different designs can promote more favorable societal outcomes such as equity and inclusion. Coupling research with careful monitoring and evaluation of the intermediate societal effects at early stages of policy implementation will be a critical part of learning and moderating potential conflict risks. Importantly, better characterizing the future conflict risks under climate policy allows for a more comprehensive comparison to the conflict risk if mitigation is not implemented and graver climate damages are experienced. This article is categorized under:The Carbon Economy and Climate Mitigation > Benefits of Mitigation.
Anticipating sea-level rise and human migration: A review of empirical evidence and avenues for future research
Sea-level rise (SLR) threatens millions of people living in coastal areas through permanent inundation and other SLR-related hazards. Migration is one way for people to adapt to these coastal changes, but presents an enormous policy challenge given the number of people affected. Knowledge about the relationship between SLR-related hazards and migration is therefore important to allow for anticipatory policymaking. In recent years, an increasing number of empirical studies have investigated, using survey or census data, how SLR-related hazards including flooding, salinization, and erosion together with non-environmental factors influence migration behavior. In this article, we provide a systematic literature review of this empirical work. Our review findings indicate that flooding is necessarily associated with increased migration. Severe flood events even tend to decrease long-term migration in developing countries, although more research is needed to better understand the underpinnings of this finding. Salinization and erosion do generally lead to migration, but the number of studies is sparse. Several non-environmental factors including wealth and place attachment influence migration alongside SLR-related hazards. Based on the review, we propose a research agenda by outlining knowledge gaps and promising avenues for future research on this topic. Promising research avenues include using behavioral experiments to investigate migration behavior under future SLR scenarios, studying migration among other adaptation strategies, and complementing empirical research with dynamic migration modeling. We conclude that more empirical research on the SLR-migration nexus is needed to properly understand and anticipate the complex dynamics of migration under SLR, and to design adequate policy responses. This article is categorized under: Climate Economics < Aggregation Techniques for Impacts and Mitigation CostsVulnerability and Adaptation to Climate Change < Learning from Cases and AnalogiesAssessing Impacts of Climate Change < Evaluating Future Impacts of Climate Change.
Overcoming public resistance to carbon taxes
Carbon taxes represent a cost-effective way to steer the economy toward a greener future. In the real world, their application has however been limited. In this paper, we address one of the main obstacles to carbon taxes: public opposition. We identify drivers of and barriers to public support, and, under the form of stylized facts, provide general lessons on the acceptability of carbon taxes. We derive our lessons from a growing literature, as well as from a combination of policy "failures" and "successes." Based on our stylized facts, we formulate a set of suggestions concerning the design of carbon taxes. We consider the use of trial periods, tax escalators, environmental earmarking, lump-sum transfers, tax rebates, and advanced communication strategies, among others. This paper contributes to the policy debate about carbon taxes, hopefully leading to more success stories and fewer policy failures. This article is categorized under: Climate Economics > Economics of Mitigation.
Climate and society in long-term perspective: Opportunities and pitfalls in the use of historical datasets
Recent advances in paleoclimatology and the growing digital availability of large historical datasets on human activity have created new opportunities to investigate long-term interactions between climate and society. However, noncritical use of historical datasets can create pitfalls, resulting in misleading findings that may become entrenched as accepted knowledge. We demonstrate pitfalls in the content, use and interpretation of historical datasets in research into climate and society interaction through a systematic review of recent studies on the link between climate and (a) conflict incidence, (b) plague outbreaks and (c) agricultural productivity changes. We propose three sets of interventions to overcome these pitfalls, which involve a more critical and multidisciplinary collection and construction of historical datasets, increased specificity and transparency about uncertainty or biases, and replacing inductive with deductive approaches to causality. This will improve the validity and robustness of interpretations on the long-term relationship between climate and society. This article is categorized under: Climate, History, Society, Culture > Disciplinary Perspectives.
Drought and society: Scientific progress, blind spots, and future prospects
Human activities have increasingly intensified the severity, frequency, and negative impacts of droughts in several regions across the world. This trend has led to broader scientific conceptualizations of drought risk that account for human actions and their interplays with natural systems. This review focuses on physical and engineering sciences to examine the way and extent to which these disciplines account for social processes in relation to the production and distribution of drought risk. We conclude that this research has significantly progressed in terms of recognizing the role of humans in reshaping drought risk and its socioenvironmental impacts. We note an increasing engagement with and contribution to understanding vulnerability, resilience, and adaptation patterns. Moreover, by advancing (socio)hydrological models, developing numerical indexes, and enhancing data processing, physical and engineering scientists have determined the extent of human influences in the propagation of drought hazard. However, these studies do not fully capture the complexities of anthropogenic transformations. Very often, they portray society as homogeneous, and decision-making processes as apolitical, thereby concealing the power relations underlying the production of drought and the uneven distribution of its impacts. The resistance in engaging explicitly with politics and social power-despite their major role in producing anthropogenic drought-can be attributed to the strong influence of positivist epistemologies in engineering and physical sciences. We suggest that an active engagement with critical social sciences can further theorizations of drought risk by shedding light on the structural and historical systems of power that engender every socioenvironmental transformation. This article is categorized under:Climate, History, Society, Culture > Disciplinary Perspectives.
